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Insider activity — SCHWSCHWAB CHARLES CORP

39 Form 4 filings for SCHW between 2026-07-09 and 2026-11-03, from 14 filers. 34 discretionary (16 sales, 15 purchases), 5 routine grant or withholding filings. 32 of 39 carry a dollar total (12 stated, 20 computed as shares × price), summing to $135,154,005; a multi-transaction filing without a stated total contributes only its largest transaction, so the sum is a floor and the true figure is higher. Prices ran $31 to $113.

Filings 39 Filers 14 Discretionary 34 Routine 5 Structured 16/39

Filers
▸Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst 2026-11-03 · acquired (option exercise) 5,000 @ $64.10 for $444,618 TOTAL BOUGHT ≥ $1,623,55110b5-1 ×44 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-11-03 acquired (option exercise) 10b5-1 PLAN 5,000 $64.10 $444,618 2 RECEIPT ↗
2026-10-05 acquired (option exercise) 10b5-1 PLAN 5,000 $41.98 $489,007 2 RECEIPT ↗
2026-09-02 acquired (option exercise) 10b5-1 PLAN 3,177 $52.05 $346,428 2 RECEIPT ↗
2026-08-31 acquired (option exercise) 10b5-1 PLAN 3,177 $52.05 $343,498 2 RECEIPT ↗
▸Schwab Charles R.Co-Chairman 2026-10-29 · sold 136,400 @ $89.50 for $18,105,625 TOTAL SOLD ≥ $48,379,30010 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-10-29 sold 136,400 $89.50 $18,105,625 2 RECEIPT ↗
2026-08-28 gifted 9,300 — — 1 RECEIPT ↗
2026-08-26 sold 117,000 $113.20 $13,244,400 — RECEIPT ↗
2026-08-19 gifted 54,550 — — 2 RECEIPT ↗
2026-08-13 sold 46,410 $108.18 $5,020,634 — RECEIPT ↗
2026-08-11 sold 46,445 $107.78 $5,005,842 — RECEIPT ↗
2026-08-10 gifted 37,200 — — — RECEIPT ↗
2026-08-04 sold 95,250 $105.52 $15,104,987 2 RECEIPT ↗
2026-07-30 sold 95,450 $105.82 $15,168,688 3 RECEIPT ↗
2026-07-28 sold 45,500 $101.72 $4,628,260 — RECEIPT ↗
▸Ruffel Charles A.Director 2026-10-05 · received (award/grant) 1,222 1 filing
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-10-05 received (award/grant) 1,222 — — 1 RECEIPT ↗
▸HERRINGER FRANK CDirector 2026-10-05 · received (award/grant) 445 1 filing
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-10-05 received (award/grant) 445 — — 1 RECEIPT ↗
▸Ellis Stephen ADirector 2026-10-05 · received (award/grant) 369 2 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-10-05 received (award/grant) 369 — — 1 RECEIPT ↗
2026-09-25 acquired (option exercise) 1,918 $31.48 $60,379 1 RECEIPT ↗
▸Brown Marianne CatherineDirector 2026-10-05 · received (award/grant) 407 1 filing
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-10-05 received (award/grant) 407 — — 1 RECEIPT ↗
▸Bettinger Walter Wrole unstated 2026-08-31 · acquired (option exercise) 74,388 @ $46.81 for $8,250,648 TOTAL BOUGHT ≥ $28,248,0163 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-08-31 acquired (option exercise) 74,388 $46.81 $8,250,648 2 RECEIPT ↗
2026-08-26 acquired 176,210 $46.81 $19,997,368 2 RECEIPT ↗
2026-07-29 acquired 192,488 $52.05 ≥ $10,019,000 6 RECEIPT ↗
▸Schwab-Pomerantz Carolynrole unstated 2026-08-27 · sold 9,175 @ $109.25 for $1,002,397 TOTAL SOLD ≥ $3,396,7964 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-08-27 sold 9,175 $109.25 $1,002,397 1 RECEIPT ↗
2026-08-07 sold 18,561 $107.70 $1,999,020 — RECEIPT ↗
2026-08-05 sold 22,640 $106.36 $2,407,990 — RECEIPT ↗
2026-07-30 sold 22,650 $105.71 $2,394,399 2 RECEIPT ↗
▸Beatty Jonathan Srole unstated 2026-08-18 · sold 1,000 @ $111.33 10b5-1 ×12 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-08-18 sold 1,000 $111.33 $111,330 — RECEIPT ↗
2026-07-21 sold 10b5-1 PLAN 2,000 $104.21 $208,420 — RECEIPT ↗
▸Craig Jonathan M.role unstated 2026-08-17 · acquired 21,866 @ $46.81 for $2,427,688 TOTAL BOUGHT ≥ $2,427,68810b5-1 ×33 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-08-17 acquired 10b5-1 PLAN 21,866 $46.81 $2,427,688 2 RECEIPT ↗
2026-08-07 acquired 10b5-1 PLAN 21,750 $46.81 ≥ $1,018,118 2 RECEIPT ↗
2026-07-09 acquired 10b5-1 PLAN 21,750 $46.81 ≥ $1,018,118 2 —
▸Howard Dennisrole unstated 2026-08-17 · sold 2,198 @ $110.00 10b5-1 ×23 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-08-17 sold 10b5-1 PLAN 2,198 $110.00 $241,780 — RECEIPT ↗
2026-08-04 — 1,292 $104.87 $135,492 — RECEIPT ↗
2026-07-30 acquired 10b5-1 PLAN 28,000 $64.10 ≥ $1,794,800 2 RECEIPT ↗
▸Murtagh Nigel Jrole unstated 2026-08-10 · acquired 24,778 @ $46.81 10b5-1 ×23 filings
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-08-10 acquired 24,778 $46.81 ≥ $1,159,858 4 RECEIPT ↗
2026-07-29 acquired 10b5-1 PLAN 32,947 $46.81 ≥ $1,542,249 3 RECEIPT ↗
2026-07-23 acquired 10b5-1 PLAN 4,053 $46.81 ≥ $189,721 2 RECEIPT ↗
▸SNEED PAULA Arole unstated 2026-08-10 · sold 5,263 @ $107.15 1 filing
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-08-10 sold 5,263 $107.15 $563,930 — RECEIPT ↗
▸Morgan Peter J. IIIrole unstated 2026-07-27 · sold 6,952 @ $102.03 1 filing
FiledActionShares
largest txn
PriceFiling totalTxnsSEC
2026-07-27 sold 6,952 $102.03 $709,313 — RECEIPT ↗

14 filers · 39 filings · disclosed filing totals sum to $135,154,005 (12/39 state one, 20 computed; totals are proceeds with a floor, never profit — a Form 4 states what was traded, not what it cost the filer)

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