39 Form 4 filings for SCHW between 2026-07-09 and 2026-11-03, from 14 filers. 34 discretionary (16 sales, 15 purchases), 5 routine grant or withholding filings. 32 of 39 carry a dollar total (12 stated, 20 computed as shares × price), summing to $135,154,005; a multi-transaction filing without a stated total contributes only its largest transaction, so the sum is a floor and the true figure is higher. Prices ran $31 to $113.
Filings 39
Filers 14
Discretionary 34
Routine 5
Structured 16/39
Filers
▸Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
2026-11-03 · acquired (option exercise) 5,000 @ $64.10 for $444,618
TOTAL BOUGHT ≥ $1,623,55110b5-1 ×44 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-11-03 |
acquired (option exercise) 10b5-1 PLAN |
5,000 |
$64.10 |
$444,618 |
2 |
RECEIPT ↗ |
| 2026-10-05 |
acquired (option exercise) 10b5-1 PLAN |
5,000 |
$41.98 |
$489,007 |
2 |
RECEIPT ↗ |
| 2026-09-02 |
acquired (option exercise) 10b5-1 PLAN |
3,177 |
$52.05 |
$346,428 |
2 |
RECEIPT ↗ |
| 2026-08-31 |
acquired (option exercise) 10b5-1 PLAN |
3,177 |
$52.05 |
$343,498 |
2 |
RECEIPT ↗ |
▸Schwab Charles R.Co-Chairman
2026-10-29 · sold 136,400 @ $89.50 for $18,105,625
TOTAL SOLD ≥ $48,379,30010 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-10-29 |
sold |
136,400 |
$89.50 |
$18,105,625 |
2 |
RECEIPT ↗ |
| 2026-08-28 |
gifted |
9,300 |
— |
— |
1 |
RECEIPT ↗ |
| 2026-08-26 |
sold |
117,000 |
$113.20 |
$13,244,400 |
— |
RECEIPT ↗ |
| 2026-08-19 |
gifted |
54,550 |
— |
— |
2 |
RECEIPT ↗ |
| 2026-08-13 |
sold |
46,410 |
$108.18 |
$5,020,634 |
— |
RECEIPT ↗ |
| 2026-08-11 |
sold |
46,445 |
$107.78 |
$5,005,842 |
— |
RECEIPT ↗ |
| 2026-08-10 |
gifted |
37,200 |
— |
— |
— |
RECEIPT ↗ |
| 2026-08-04 |
sold |
95,250 |
$105.52 |
$15,104,987 |
2 |
RECEIPT ↗ |
| 2026-07-30 |
sold |
95,450 |
$105.82 |
$15,168,688 |
3 |
RECEIPT ↗ |
| 2026-07-28 |
sold |
45,500 |
$101.72 |
$4,628,260 |
— |
RECEIPT ↗ |
▸Ruffel Charles A.Director
2026-10-05 · received (award/grant) 1,222
1 filing
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-10-05 |
received (award/grant) |
1,222 |
— |
— |
1 |
RECEIPT ↗ |
▸HERRINGER FRANK CDirector
2026-10-05 · received (award/grant) 445
1 filing
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-10-05 |
received (award/grant) |
445 |
— |
— |
1 |
RECEIPT ↗ |
▸Ellis Stephen ADirector
2026-10-05 · received (award/grant) 369
2 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-10-05 |
received (award/grant) |
369 |
— |
— |
1 |
RECEIPT ↗ |
| 2026-09-25 |
acquired (option exercise) |
1,918 |
$31.48 |
$60,379 |
1 |
RECEIPT ↗ |
▸Brown Marianne CatherineDirector
2026-10-05 · received (award/grant) 407
1 filing
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-10-05 |
received (award/grant) |
407 |
— |
— |
1 |
RECEIPT ↗ |
▸Bettinger Walter Wrole unstated
2026-08-31 · acquired (option exercise) 74,388 @ $46.81 for $8,250,648
TOTAL BOUGHT ≥ $28,248,0163 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-08-31 |
acquired (option exercise) |
74,388 |
$46.81 |
$8,250,648 |
2 |
RECEIPT ↗ |
| 2026-08-26 |
acquired |
176,210 |
$46.81 |
$19,997,368 |
2 |
RECEIPT ↗ |
| 2026-07-29 |
acquired |
192,488 |
$52.05 |
≥ $10,019,000 |
6 |
RECEIPT ↗ |
▸Schwab-Pomerantz Carolynrole unstated
2026-08-27 · sold 9,175 @ $109.25 for $1,002,397
TOTAL SOLD ≥ $3,396,7964 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-08-27 |
sold |
9,175 |
$109.25 |
$1,002,397 |
1 |
RECEIPT ↗ |
| 2026-08-07 |
sold |
18,561 |
$107.70 |
$1,999,020 |
— |
RECEIPT ↗ |
| 2026-08-05 |
sold |
22,640 |
$106.36 |
$2,407,990 |
— |
RECEIPT ↗ |
| 2026-07-30 |
sold |
22,650 |
$105.71 |
$2,394,399 |
2 |
RECEIPT ↗ |
▸Beatty Jonathan Srole unstated
2026-08-18 · sold 1,000 @ $111.33
10b5-1 ×12 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-08-18 |
sold |
1,000 |
$111.33 |
$111,330 |
— |
RECEIPT ↗ |
| 2026-07-21 |
sold 10b5-1 PLAN |
2,000 |
$104.21 |
$208,420 |
— |
RECEIPT ↗ |
▸Craig Jonathan M.role unstated
2026-08-17 · acquired 21,866 @ $46.81 for $2,427,688
TOTAL BOUGHT ≥ $2,427,68810b5-1 ×33 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-08-17 |
acquired 10b5-1 PLAN |
21,866 |
$46.81 |
$2,427,688 |
2 |
RECEIPT ↗ |
| 2026-08-07 |
acquired 10b5-1 PLAN |
21,750 |
$46.81 |
≥ $1,018,118 |
2 |
RECEIPT ↗ |
| 2026-07-09 |
acquired 10b5-1 PLAN |
21,750 |
$46.81 |
≥ $1,018,118 |
2 |
— |
▸Howard Dennisrole unstated
2026-08-17 · sold 2,198 @ $110.00
10b5-1 ×23 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-08-17 |
sold 10b5-1 PLAN |
2,198 |
$110.00 |
$241,780 |
— |
RECEIPT ↗ |
| 2026-08-04 |
— |
1,292 |
$104.87 |
$135,492 |
— |
RECEIPT ↗ |
| 2026-07-30 |
acquired 10b5-1 PLAN |
28,000 |
$64.10 |
≥ $1,794,800 |
2 |
RECEIPT ↗ |
▸Murtagh Nigel Jrole unstated
2026-08-10 · acquired 24,778 @ $46.81
10b5-1 ×23 filings
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-08-10 |
acquired |
24,778 |
$46.81 |
≥ $1,159,858 |
4 |
RECEIPT ↗ |
| 2026-07-29 |
acquired 10b5-1 PLAN |
32,947 |
$46.81 |
≥ $1,542,249 |
3 |
RECEIPT ↗ |
| 2026-07-23 |
acquired 10b5-1 PLAN |
4,053 |
$46.81 |
≥ $189,721 |
2 |
RECEIPT ↗ |
▸SNEED PAULA Arole unstated
2026-08-10 · sold 5,263 @ $107.15
1 filing
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-08-10 |
sold |
5,263 |
$107.15 |
$563,930 |
— |
RECEIPT ↗ |
▸Morgan Peter J. IIIrole unstated
2026-07-27 · sold 6,952 @ $102.03
1 filing
| Filed | Action | Shares largest txn | Price | Filing total | Txns | SEC |
| 2026-07-27 |
sold |
6,952 |
$102.03 |
$709,313 |
— |
RECEIPT ↗ |
14 filers · 39 filings · disclosed filing totals sum to $135,154,005 (12/39 state one, 20 computed; totals are proceeds with a floor, never profit — a Form 4 states what was traded, not what it cost the filer)
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