9 Form 4 filings for NUAI between 2026-10-14 and 2026-11-03, from 8 filers. 2 discretionary (1 sales, 1 purchases), 7 routine grant or withholding filings. 3 of 9 carry a dollar total (3 stated, 0 computed as shares × price), summing to $16,838,201; a multi-transaction filing without a stated total contributes only its largest transaction, so the sum is a floor and the true figure is higher. Prices ran $4 to $5.

Filings 9 Filers 8 Discretionary 2 Routine 7 Structured 9/9

▸Warner Ted GroganPresident and CFO 2026-11-03 · received (award/grant) 610,673 1 filing

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-11-03	received (award/grant)	610,673	—	—	2	RECEIPT ↗

▸Rodriguez Jose ReynaldoChief Operating Officer 2026-10-30 · received (award/grant) 550,000 1 filing

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-10-30	received (award/grant)	550,000	—	—	1	RECEIPT ↗

▸Nelson Charles LawrenceChief Executive Officer 2026-10-30 · received (award/grant) 1,221,345 1 filing

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-10-30	received (award/grant)	1,221,345	—	—	3	RECEIPT ↗

▸GRAY EVERETT WILLARD IIPresident, Permian Basin 2026-10-30 · received (award/grant) 1,221,345 1 filing

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-10-30	received (award/grant)	1,221,345	—	—	1	RECEIPT ↗

▸Sestak OndrejDirector 2026-10-30 · received (award/grant) 259,548 1 filing

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-10-30	received (award/grant)	259,548	—	—	2	RECEIPT ↗

▸Lee Peter JohnDirector 2026-10-30 · received (award/grant) 259,548 1 filing

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-10-30	received (award/grant)	259,548	—	—	2	RECEIPT ↗

▸Yang TrentDirector 2026-10-30 · received (award/grant) 259,548 for $98,433 1 filing

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-10-30	received (award/grant)	259,548	—	$98,433	4	RECEIPT ↗

▸AMC Fund, L.P.10% Owner 2026-10-16 · sold 4,090,000 @ $3.61 for $15,547,418 TOTAL SOLD ≥ $15,547,418TOTAL BOUGHT ≥ $1,192,3502 filings

Filed	Action	Shares largest txn	Price	Filing total	Txns	SEC
2026-10-16	sold	4,090,000	$3.61	$15,547,418	2	RECEIPT ↗
2026-10-14	purchased (open market)	250,000	$4.77	$1,192,350	1	RECEIPT ↗

8 filers · 9 filings · disclosed filing totals sum to $16,838,201 (3/9 state one, 0 computed; totals are proceeds with a floor, never profit — a Form 4 states what was traded, not what it cost the filer)

All companiesLive wire